SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Dollentz-Scharer Matthias

(Last) (First) (Middle)
C/O DYNATRACE, INC.
1601 TRAPELO ROAD, SUITE 116

(Street)
WALTHAM MA 02451

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/22/2022
3. Issuer Name and Ticker or Trading Symbol
Dynatrace, Inc. [ DT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Customer Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 73,392(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) (2) 07/31/2029 Common Stock 55,497 16 D
Stock Option (Right to Buy) (3) 05/15/2030 Common Stock 39,050 33.03 D
Explanation of Responses:
1. Includes an aggregate of 47,555 Restricted Stock Units ("RSUs") previously issued under the Dynatrace, Inc. 2019 Equity Incentive Plan (the "Plan"). Each of these RSUs represents the right to receive one share of the Company's Common Stock. RSU grants issued prior to June 2022 vest at a rate of 25% approximately one year after the date of grant, with the remainder vesting in 12 equal quarterly installments; RSU grants issued thereafter vest over 3 years at a rate of 33% one year after the date of grant, with the remainder vesting in 8 equal quarterly installments. It also includes 10,313 Performance Stock Units ("PSUs") previously issued under the Plan for which the achievement of certain performance metrics for the year ended March 31, 2022 was met and whose remaining balance vest in 11 equal quarterly installments.
2. The reporting person was awarded 111,000 stock options under the Plan on July 31, 2019, of which 25% vested on August 15, 2020, with the remainder vesting in 12 equal quarterly installments thereafter.
3. The reporting person was awarded 56,800 stock options under the Plan on May 15, 2020, of which 25% vested on May 15, 2021, with the remainder vesting in 12 equal quarterly installments thereafter.
Remarks:
/s/ Anne-Celine Woelk, by power of attorney 09/29/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.