1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy)
|
(2)
|
07/31/2029 |
Common Stock
|
65,000
|
$
16
|
D
|
|
Stock Option (Right to Buy)
|
(3)
|
05/15/2030 |
Common Stock
|
30,800
|
$
33.03
|
D
|
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes an aggregate of 25,462 Restricted Stock Units ("RSUs") previously issued under the Dynatrace, Inc. 2019 Equity Incentive Plan. Each of these RSUs represents the right to receive one share of Common Stock, 25% of which vest approximately one year after the date of grant, with the remainder vesting in 12 equal quarterly installments. |
(2) |
The reporting person was awarded 80,000 stock options granted under the Dynatrace, Inc. 2019 Equity Incentive Plan (the "Plan") on July 31, 2019, of which 25% vested on August 15, 2020 with the remainder vesting in 12 equal installments. 65,000 stock options remain outstanding. |
(3) |
The reporting person was awarded 30,800 stock options granted under the Dynatrace, Inc. 2019 Equity Incentive Plan (the "Plan") on May 15, 2020, of which 25% vested on May 15, 2021 with the remainder vesting in 12 equal installments. |