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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Thoma Bravo, LLC C/O THOMA BRAVO, LLC 150 NORTH RIVERSIDE PLAZA, SUITE 2800 CHICAGO, IL 60606 |
X | |||
THOMA BRAVO PARTNERS X, L.P. C/O THOMA BRAVO, LLC 150 NORTH RIVERSIDE PLAZA, SUITE 2800 CHICAGO, IL 60606 |
X | |||
THOMA BRAVO PARTNERS XI, L.P. C/O THOMA BRAVO, LLC 150 NORTH RIVERSIDE PLAZA, SUITE 2800 CHICAGO, IL 60606 |
X | |||
THOMA BRAVO FUND X, L.P. C/O THOMA BRAVO, LLC 150 NORTH RIVERSIDE PLAZA, SUITE 2800 CHICAGO, IL 60606 |
X | |||
THOMA BRAVO FUND X-A, L.P. C/O THOMA BRAVO, LLC 150 NORTH RIVERSIDE PLAZA, SUITE 2800 CHICAGO, IL 60606 |
X | |||
THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P. C/O THOMA BRAVO, LLC 150 NORTH RIVERSIDE PLAZA, SUITE 2800 CHICAGO, IL 60606 |
X | |||
THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P. C/O THOMA BRAVO, LLC 150 NORTH RIVERSIDE PLAZA, SUITE 2800 CHICAGO, IL 60606 |
X | |||
THOMA BRAVO FUND XI, L.P. C/O THOMA BRAVO, LLC 150 NORTH RIVERSIDE PLAZA, SUITE 2800 CHICAGO, IL 60606 |
X | |||
THOMA BRAVO FUND XI-A, L.P. C/O THOMA BRAVO, LLC 150 NORTH RIVERSIDE PLAZA, SUITE 2800 CHICAGO, IL 60606 |
X | |||
THOMA BRAVO EXECUTIVE FUND XI, L.P. C/O THOMA BRAVO, LLC 150 NORTH RIVERSIDE PLAZA, SUITE 2800 CHICAGO, IL 60606 |
X |
/s/ Seth Boro, Managing Partner of Thoma Bravo, LLC | 12/10/2019 | |
**Signature of Reporting Person | Date | |
/s/ Seth Boro, Managing Partner of Thoma Bravo, LLC, the General Partner of Thoma Bravo Partners X, L.P. | 12/10/2019 | |
**Signature of Reporting Person | Date | |
/s/ Seth Boro, Managing Partner of Thoma Bravo, LLC, the GP of Thoma Bravo Partners XI, L.P. | 12/10/2019 | |
**Signature of Reporting Person | Date | |
/s/ Seth Boro, Managing Partner of Thoma Bravo, LLC, the GP of Thoma Bravo Partners X, L.P., the GP of Thoma Bravo Fund X, L.P. | 12/10/2019 | |
**Signature of Reporting Person | Date | |
/s/ Seth Boro, Managing Partner of Thoma Bravo, LLC, the GP of Thoma Bravo Partners X, L.P., the GP of Thoma Bravo Fund X-A, L.P. | 12/10/2019 | |
**Signature of Reporting Person | Date | |
/s/ Seth Boro, Managing Partner of Thoma Bravo, LLC, the GP of Thoma Bravo Partners X, L.P., the GP of Thoma Bravo Special Opportunities Fund I, L.P. | 12/10/2019 | |
**Signature of Reporting Person | Date | |
/s/ Seth Boro, Managing Partner of Thoma Bravo, LLC, the GP of Thoma Bravo Partners X, L.P., the GP of Thoma Bravo Special Opportunities Fund I AIV, L.P. | 12/10/2019 | |
**Signature of Reporting Person | Date | |
/s/ Seth Boro, Managing Partner of Thoma Bravo, LLC, the GP of Thoma Bravo Partners XI, L.P., the GP of Thoma Bravo Fund XI, L.P. | 12/10/2019 | |
**Signature of Reporting Person | Date | |
/s/ Seth Boro, Managing Partner of Thoma Bravo, LLC, the GP of Thoma Bravo Partners XI, L.P., the GP of Thoma Bravo Fund XI-A, L.P. | 12/10/2019 | |
**Signature of Reporting Person | Date | |
/s/ Seth Boro, Managing Partner of Thoma Bravo, LLC, the GP of Thoma Bravo Partners XI, L.P., the GP of Thoma Bravo Executive Fund XI, L.P. | 12/10/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents the offering price to the public of $24.75 per share, less the underwriters' discount of $0.7425 per share. |
(2) | Consists of 18,764,729 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 4,104,640 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 88,385,831 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 44,389,540 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 1,949,874 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 1,610,027 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF") and 11,861,624 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV"). |
(3) | Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo, LLC is the general partner of each of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein. |